About the Book

Securities Regulation: Cases and Materials

About the Book

Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation.  

• a balance of practice and doctrine from leading authorities
  
• a highly flexible organizational structure that adapts to a variety of teaching approaches
  
• a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding
  
• smart, straightforward writing style
  
• timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement
  
• outstanding coverage of the 1933 and 1934 Acts

Updated throughout, the revised Sixth Edition offers coverage of:

• recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs
  
• the D.C. Circuit's rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds
  
• electronic voting and new forms of shareholder communication in proxy regulation
  
• full integration of the substantial SEC rule changes that affect resales of securities
  
• significant developments in SEC internal procedures related to enforcement actions
  
• expanding regulation of the municipal securities markets
  
• substantial compliance with Reg. D 
  
• unincorporated associations as securities

Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters make for an excellent classroom experience.

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